Financial Advisors · Rollover Intake

Rollover paperwork that practically fills itself.

IRA and 401(k) rollovers involve multiple custodian forms, account details, and client signatures — all collected manually, all prone to errors. Docuplete turns your rollover intake into a guided online process: clients fill once, you get every form pre-filled and signed.

Live demo · No account needed

See Docuplete fill a document in 60 seconds.

Open the sandbox, answer a few questions, and watch the PDF auto-fill. No sign-up, no credit card required.

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The problem

Why rollover intake creates so much back-and-forth.

Clients don't know what custodians need

Delivering custodians require account numbers, transfer types, percentage or dollar amounts, and specific identifying information — details most clients don't have readily available.

Manual transcription into every form

Each custodian — Schwab, Fidelity, Vanguard — has its own form. Copying the same client data into each one is slow and error-prone.

Chasing signatures separately

Collecting client information and then requesting a signature separately doubles the client touchpoints per rollover.

No attestation trail

Paper-based collection leaves no structured proof of what the client authorized and when — a compliance risk during audits.

How it works

One interview. Every custodian form filled.

1

Upload your custodian forms

Upload the rollover forms you use — Schwab, Fidelity, Vanguard, or your proprietary forms. Any standard PDF.

2

Map fields to interview questions

Drag field mappings onto the PDF where each answer goes. Map once; reuse for every client.

3

Send the client a unique link

Generate a tokenised interview link per client. They fill on any device at their own pace — no account needed.

4

Download pre-filled, signed forms

Receive the completed, OTP-verified, e-signed forms with a full audit trail. Ready to submit to the custodian.

What the interview collects

Every field the custodian needs — in one session.

Full legal nameSocial Security NumberDate of birthDelivering institutionDelivering account numberReceiving custodianReceiving account numberTransfer type (full / partial)Transfer amount or percentageRoth or Traditional designationContact detailsClient signature

One interview, multiple forms. Map multiple custodian forms to the same interview fields — the client fills once and you receive all forms populated.

Start automating rollover intake today.

Join advisors who've cut rollover processing time with Docuplete's guided digital interview.

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